THE 401k CAPITAL ADVISORY

The 401k Capital Advisory is a national team of qualified retirement plan and wealth management specialists providing an integrated approach to retirement plan management unparalleled in the industry. Our innovative service model is designed to deliver leading edge plan designs with low cost investments and superior management systems to enable plan sponsors to achieve the highest fiduciary standards. In addition to fiduciary best practices, the 401k Capital Advisory provides services to assist plan sponsors with ERISA compliance, investment strategy and employee education for their retirement plans.

At the core of the 401k Capital Advisory philosophy is the belief that lower investment expenses will likely result in better long term investment returns and more retirement savings for plan participants. For this reason, we offer an unbiased, fee based approach to investment selection and tend to prefer low cost institutional funds and ETF's vs. higher priced, commission based mutual funds. We use a strict investment screening process that looks at the entire universe of Mutual Funds and ETF's to determine which of the 27,000 plus choices can meet our high standards for performance, low cost and fiduciary excellence. Generally less than 5% of that universe will be acceptable!

The 401k Capital Advisory is an Accredited Investment Fiduciary and we provide contracted Fiduciary services as defined under ERISA Sect. 3(21)(a)(ii) to our clients to relieve them of some of the burdens placed on them to comply with ERISA and IRS regulations. Our own internal investment committee headed by a Certified Financial Analyst, carefully studies investment options, portfolio strategies and market trends to deliver quality advice to our plan sponsors and their participants. We offer employers the option of a Fiduciary Investment Advisor service for their plan participants at no additional cost.

Our goal at 401k Capital Advisory is to help you build a better 401k plan by establishing Fiduciary Best Practices through ongoing fiduciary analytics and assessments, research based investment advisory services, periodic investment monitoring, fee transparency and employee education systems. "It's a whole new way to look at 401k!"

To learn more, please visit us at 401kcapitaladvisory.com

 

The 401k Capital Advisory is a subsidiary of Ipswich Bay Advisors, Inc. in partnership with Machtig Associates with offices in Florida, Minnesota and Danvers, Massachusetts.Investment advisory services are offered through Capital Advisory Group Advisory Services, LLC of Bloomington, MN, an independent Registered Investment Advisor."

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Securities offered through Investors Capital Corporation, 800.949.1422, member FINRA / SIPC . Advisory services may be offered through Investors Capital Advisor or
Advisory services offered through Capital Advisory Group Advisory Services, LLC, an independent registered investment advisor not affiliated with Investors Capitol Corporation.